Recommendation Status Report: Near miss with two track workers at Penkridge, Staffordshire
This report is based on information provided to the RAIB by the relevant safety authority or public body.
The status of the recommendation(s), as reported to us, are described by the following categories:
                                                                 Key to Recommendation Status
Open                                 Actions to address the recommendation are ongoing.
 (replaces Progressing and
 Implementation On-going)
Closed                               ORR consider the recommendation to have been taken into consideration by an end implementer and
 (replaces Implemented, Implemented   evidence provided to show action taken or justification for no action taken.
 by alternative means, and Non-
 implementation)
Insufficient response:               The end implementer has not provided sufficient evidence that the recommendation has been taken into
                                      consideration, or if it has, the action proposed does not address the recommendation, or there is
                                      insufficient evidence to support no action being taken.
Superseded:                          The recommendation has been superseded either by a newer recommendation or actions have
                                      subsequently been taken by the end implementer that have superseded the recommendation.
Awaiting response:                   Awaiting initial report from the relevant safety authority or public body on the status of the
                                      recommendation.
RAIB concern over the way that an organisation has responded to a recommendation are indicated by one of the following:
Red – RAIB has concerns that no actions have been taken in response to a recommendation.
Blue – RAIB has concerns that the actions taken, or proposed, are inappropriate or insufficient to address the risk identified during the investigation.
White – RAIB notes substantive actions have been reported, but the RAIB still has concerns.
Recommendation Status Report
Report Title            Near miss with two track workers at Penkridge, Staffordshire
Report Number           09/2023
Date of Incident        11/07/2022
Rec No.            Status                 RAIB Concern     Recommendation                                                                 RAIB Summary of current status
09/2023/01         Open                   None             The intent of this recommendation is to ensure that appropriate safety         ORR has reported that Network
                                                           arrangements remain in place when groups split during activities on or         Rail has a proposed action plan
                                                           near the line.                                                                 and timescale for delivery to be
                                                                                                                                          taken in response to the
                                                           Network Rail should undertake a review of the relevant rules, standards,       recommendation. ORR will advise
                                                           procedures and training material to ensure that adequate instructions and      when the status of this
                                                           guidance exist for Persons in Charge and Controllers of Site Safety about      recommendation changes.
                                                           the actions to be taken when track workers split from a group while on or
                                                           near the line. This review should specifically examine how the safety of
                                                           the staff being split from the group is maintained and the way in which
                                                           modified arrangements will be planned, implemented, briefed and
                                                           recorded. Network Rail should develop a timebound programme for the
                                                           implementation of any appropriate changes identified (paragraph 106a).
09/2023/02         Closed - I             None             The intent of this recommendation is to ensure that Persons in Charge and
                                                           Controllers of Site Safety are able to maintain appropriate control of the
                                                           groups for which they are responsible during activities on or near the line.
Network Rail should undertake a review of how the Rule Book
                                                           requirement for COSSs to observe and advise their group is being
                                                           undertaken in practice. The results from this review should be used as
                                                           required to produce appropriately updated rules, guidance and training
                                                           for those planning, approving and implementing safe systems of work
                                                           (paragraph 106b).
Created on 03 October 2024

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